Wiley Series 57 Securities Licensing Exam Review 2020 + Test Bank: The Securities Trader Examination 1st Edition The Securities Institute Of America

Wiley Series 57 Securities Licensing Exam Review 2020 + Test Bank: The Securities Trader Examination – Ebook Instant Download/Delivery ISBN(s): 9781119704096,111970409X

Product details:

• ISBN 10: 111970409X
• ISBN 13: 9781119704096
• Author: The Securities Institute Of America

Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. There are no prerequisites to taking the series 57 exam other than being sponsored by a FINRA member firm.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 57 Exam Review 2020 arms you with everything you need to pass this challenging 125-question test.

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